He is responsible for supervising all day-to-day operations of the Firm. Tina Selode joined Dana Investment Advisors in July of 2007 and is currently an administrative assistant. While partners may pay to provide offers or be featured, e.g. Elsa enjoys playing the piano, flute, and volleyball, as well as paying for (but rarely using) a gym membership. Lori is a Certified Employee Benefit Specialist and is an involved member of the Milwaukee Chapter ISCEBS. FA Playbook. She is responsible for the preparation of RFPs and questionnaires, maintaining consultant databases and she is the liaison for proxy services. Read our investment brief on the key considerations advisors and their clients should work through to find the right fit. Elsa graduated from the University of Wisconsin-Milwaukee with a BA in 2001. What does this mean and why is it important? the Investment Advisers Act of 1940, as amended ("Advisers Act") Wisconsin and . 1722 Routh St., Suite 900 Dallas, TX 75201 This arrangement creates a conflict where the firm and its representatives may be motivated to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. Terms of Use | Disclaimers | Privacy Policy. What does this mean and why is this important? Mike enjoys exploring sunny locales in the Western Hemisphere and keeps his DVR busy with Arsenal matches when he isnt trying to improve his long iron performance. Jennifer lives in Hales Corners, WI with her husband Michael and daughter. Jay graduated from Marquette University with a BS in 1982 and went on to earn a MS and MBA from Marquette in 1983 and 1998. Brian has nine years of credit analysis experience with a focus on municipal credits. Is your firm a broker-dealer or are you affiliated with one? SmartAssets, Following a budget is one of the best ways to become financially strong. Dana Investment Advisors Background. Past performance does not guarantee future results. You may obtain a current copy of the Funds prospectus by calling 1-855-280-9648. Lori Salyers joined Dana Investment Advisors in February 2007 and is currently an Assistant Vice President. ? Questions to ask for Q4 2022: Large Advisory Firm,Investment advisor to an investment company, Percentage of assets under management,Fixed fees,Performance-based fees, EXECUTIVE VICE PRESIDENT, COO & TREASURER, EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER. The rest is held in cash or cash equivalents. While we have extensive experience managing U.S. equity, fixed income, and balanced Catholic values strategies, certain asset classes have not yet been incorporated into Danas investment process. One-Time Checkup with a Financial Advisor, Financial advisors can help with all sorts of issues, but it is important to find the right one for you. This Q&A crafted from questions we are asked most was designed to help investors pinpoint what they want from ESG investing, and match those ambitions with the right strategy. In addition, if you want to dive deeper into understanding Catholic-based value investing under the ESG umbrella, we also have created a guidebook, Everything You Want to Know About ESG Investing,available belowfor download. Please provide me a list of the products and a summary of how much your firm earns from them. Got a confidential news tip? It became registered with the SEC in 1985. Sean has held numerous positions including Equity Analyst, Portfolio Manager, and Director of Equities since entering the industry in 1996. All rights reserved. How many times did it occur? He is responsible for aligning and supporting Danas sales efforts within the Broker Dealer channel. exclusive offers, they cannot pay to alter our recommendations, advice, ratings, or any other content throughout the site. OriginalWhaleScore Contact For Financial Advisors And Institutional Clients. Sign up for free newsletters and get more CNBC delivered to your inbox. The firm is principally owned by Mark R. Mirsberger and Jerome (Joe) Veranth. Lori Piekarski joined Dana Investment Advisors in May 1994 and is currently Assistant Vice President. Alpha is a measure of performance on a risk-adjusted basis. Dana actively manages a broad range of public U.S. Equity and Fixed Income investment strategies for corporations, endowments, foundations, family offices and individuals. Their last reported 13F filing for Q4 2022 included $1,906,025,693 in managed 13F securities SmartAsset does not review the ongoing performance of any Adviser, participate in the management of any users account by an Adviser or provide advice regarding specific investments. The firm also appeared on last year's FA 100 list. Noaman Sharief joined Dana Investment Advisors in June 2008 and is currently a Vice President and Portfolio Manager. What conflicts do I need to be made aware of? He is responsible for marketing and client support at Dana. Doug graduated from Wheaton College with a Bachelor of Arts in Economics in 1977. Get this delivered to your inbox, and more info about our products and services. Dana has assembled an investment team with diverse, specialized knowledge. Dana Investment Advisors has met the qualifications for inclusion in our WhaleScore system. Join to view profile. What does this mean? On April 1, 1985, the Firm was incorporated under the same name and elected treatment as a Sub Chapter S Corporation. This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. He has served as Treasurer of Holy Communion Church and as President of the Racine Symphony Orchestra. This is a negative screen. The universe of acceptable investments for the Dana Epiphany ESG Funds (DSCIX & ESGIX) may be limited as compared to other funds due to the Dana Epiphany ESG Funds ESG investment screening. Administrative Assistant Operations and Accounting. 1-800-765-0157 He enjoys golf as well as coaching his kids sports teams. Dave joined Dana Investment Advisors in May of 2013 and is currently an Equity Analyst. The firm purchased 20,534 shares of the company's stock, valued at As a Certified B Corporation, our focus is simple: people before profits. Dana created a guidebook. Questions to ask 225 Pictoria Drive, Suite 450 Is your firm affiliated with a law firm in any capacity? Matt Slowinski joined Dana Investment Advisors in March 2008 and is currently a Vice President and Portfolio Manager. Prior to Dana, he spent ten years at the Bank of New York as an Investment Liaison and Relationship Manager in the Master Trust and Investment Technology departments. Alton is currently pursuing the CFA Charter and enjoys golfing, motorsports, and snowboarding in his free time. He earned an MS in Statistics from Stanford University in 1981 and an MBA in Finance from Southern Methodist University in 1999. The Large Cap Equity Fund holds a diversified portfolio of approximately 50 to 55 U.S. large cap stocks. Bob graduated from Miami of Ohio with a B.S. Sensitive information sent over an HTTP connection can easily be eavesdropped on by third-parties. In the past 10 years, a domestic or foreign court has issued an injunction against the firm or an advisory affiliate in connection with an investment-related activity. You should carefully consider the investment objectives, potential risks, management fees, and charges and expenses of the Dana Funds before investing. Kelly graduated from the University of WisconsinEau Claire with a BBA in Finance in 2002 and earned an MBA from the University of WisconsinMilwaukee in 2008. 2023 Reink Media Group LLC. You should carefully consider the investment objectives, potential risks, management fees, and charges and expenses of the Dana Funds before investing. What does this mean? This is an interesting question. . Previous appearances on FA 100 List:3 (No. We currently provide equity, fixed income, and balanced strategies for many Catholic-based entities. He has been managing small and large cap equity portfolios since 2000. Sign up for free newsletters and get more CNBC delivered to your inbox. Our searchable database of U.S.-based financial advisors includes more than 17,000 firms across the country. As a financial advisory firm, Dana Investment Advisors can provide a variety of financial planning services for Americans. Elsa Manske joined Dana Investment Advisors in July 2015 and is currently an Administrative Assistant. We believe thetime has come to address these concerns and align mission with money. Andr has worked with a variety of institutional investment consulting and management firms, including Frank Russell Company, EF Hutton, and Merrill Lynch in an analytical, marketing or consulting function. The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. How do these benefits affect the firms selection of a broker-dealer partner? Dana remains an independent, employee-owned enterprise that believesintegrity, trust, responsibility and stewardshipnever, ever go out of style. We currently provideequity, fixed income, and balanced strategies for many Catholic-based entities. All text and design is copyright 2020 WhaleWisdom.com. What does this mean? Financial plans and investment portfolios are always unique to the client's personal financial situation. and under the laws of several states, including the States of . Greg is a CFA charterholder and is a member of the CFA Institute and the CFA Society of Orlando. You have requested a website outside of https://www.danafunds.com. Dana offers a Catholic ESG Strategy that adheres to the six primary USCCB Pillars and their guidelines. The interactive version of this map is only available on Desktop devices. What conflicts arise from this relationship? Despite a recent increase in the adoption . Since our founding in 1980, Dana has remained independent and employee-owned. Greg joined Dana Investment Advisors in May 2016 and is currently a Vice President. Distributed by Ultimus Fund Distributors, LLC. A Division of NBCUniversal. Why doesnt your firm use a secure website? Side-by-side management can create an incentive for the advisor to favor the larger funds, potentially leading to unequal trading costs and unfavorable trade executions for their clients. Dana Investment Advisors, registered in 1979, serves 52 state (s) with a licensed staff of 21 advisors. The firm ranked No. ESG Analyst at Dana Investment Advisors . https://twitter.com. Jay Kaun joined Dana Investment Advisors in July 2015 and is currently a Senior Vice President. She also assists with marketing and client service. Doris R. Elias joined Dana Investment Advisors in August 1988 and is currently Administrative Assistant/Accounting. Duane Roberts joined Dana Investment Advisors in June 1999 and is currently Director of Equities and an equity Portfolio Manager. Dana Epiphany ESG Small Cap Equity, Ticker: DSCIX There is no guarantee that this, or any, investment strategy will succeed. Here's how we make money. Lydia is also a member of Women Investment Professionals and is a guest lecturer at various universities, including DePaul University and the University of Wisconsins MBA programs. All Rights Reserved. in Finance and Accounting in 1979 and earned an M.B.A. in Finance from the University of Chicago Booth School of Business in 1981. What does this mean? The Dana Epiphany ESG Small Cap Equity Fund holds a diversified portfolio of approximately 60 to 65 U.S. small cap stocks. Mike graduated from the University of Wisconsin-Whitewater with a BBA in General Business with an emphasis in Finance and Business Law in 1992. Dana actively manages a broad range of public U.S. Equity and Fixed Income . Firms that earn a 4.5 or 5 star rating are also eligible to receive the "Trusted by investor.com" badge. George graduated from the University of Wisconsin Madison with a BBA in Finance and International Business in 1993. Rob is a CFA charterholder and a member of the CFA Institute and the CFA Society of Milwaukee. in Economics in 1990 and earned an M.B.A. in International Business from Clemson University in 1992. Questions to ask He was promoted to Chief Operating Officer in December 1999 and Chief Executive Officer in December 2003. Got a confidential news tip? Mark graduated from the University of Wisconsin-Madison with a BBA in Accounting in 1985 and earned an MBA in Finance in 1986. Doug enjoys scuba diving with his 3 sons, snow skiing and is an avid jui jitsui competitor. A common example is the Catholic mandate to protect human life in the context of abortion and contraception. The CNBC FA 100 ranking, which takes into consideration a variety of factors beyond assets under management, recognizes those advisory firms that help clients navigate through their financial life. Curt graduated from The University of Wisconsin Milwaukee with a BA in Psychology in 1995. Advertiser Disclosure: StockBrokers.com helps investors across the globe by spending over 1,000 hours each year testing and researching online brokers. Firm can legally elect to accept commissions for their investment advisory services. The Adviser has contractually agreed to waive its management fee and/or reimburse certain operating expenses through 02/28/2023. Bob is a CPA. Create Email Alert, ***Log In or Ellen began her institutional career in 1987 with Bank One where she was responsible for relationship management and marketing investment services. 2023 Dana Funds|All Rights Reserved. Our objective is straightforward: Deliver consistent excess returns with lower risk and provide clients with exceptional, personal and timely service. Firm offers products that have performance-based fees; the managers of those products may be incentivized to take inappropriate risks to beat their performance benchmark. Dave enjoys basketball in his free time and lives in downtown Milwaukee, WI with his wife Kate. A domestic or foreign court has previously found firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations. Firm or an advisory affiliate was previously found to have made false statements or omissions by the SEC or CFTC. Does your firm recommend securities that it or its affiliates underwrite, or in which it serves as general or managing partner? The firm ranked No. In total, Dana Investment Advisors manages $4.6 billion in assets. Prior to joining Dana, he worked for Stifel, Nicolaus & Company as a Vice President in their Fixed Income Group. Dana Investment Advisors is an Asset Management firm that guides investors through an ever-changing market environment. Sean graduated from the University of Wisconsin-Madison with a BA in Finance, Investments, and Banking in 1994 and earned an MS in Finance, Investments, and Banking in 1996. Dana Investment Advisors manages $4.6 billion and provides investment advisory services for 1,901 clients (1:91 advisor/client ratio). She works closely with the Portfolio Managers, Brokers, Custodians and Trading team to expedite allocations, trades and settlement for all fixed and equity accounts. 3 on last year's CNBC FA 100 list. Institutional clients include qualified pension and profit-sharing plans, Taft Hartley plans, unions, financial institutions such as banks and credit unions, insurance companies, public sector entities such as cities and counties, health care facilities, corporations, charitable foundations and other charitable organizations. Matt graduated from the University of Wisconsin-Milwaukee with a BBA in Finance in 2003 and earned an MBA from The Pennsylvania State University in 2009. Lydia Miller joined Dana Investment Advisors in January 2015 and is currently a Senior Vice President, Portfolio Specialist. Kelly is also a member of the Security Traders Association of Wisconsin and is a board member of Elmbrook Youth Hockey Association. All requests for updated information should also be reported directly to the SEC and/or FINRA. The investment process seeks to mitigate volatility utilizing several strategies including, but not limited to, sector-neutral weighting, equally weighted positions within sectors, and a maximum position size of 4%. More often than not, we are able to customize specific holdings for our clients. For instance, research has shown that mutual funds that use incentive fees take on more risk than funds that do not, and tend to double down and increase their risk following a poor performance. https://www.danainvestment.com David has almost 10 years in the banking and finance industry. the MV of securities sold, whichever is less, Small cap investing involves greater risk not associated with investing in more established companies, such as greater price volatility, business risk, less liquidity and increased competitive threat. We aim to integrate Catholic values into strategies that deliver above-market returns with lowervolatility relative to standard benchmarks. Law firm in any capacity he is responsible for the preparation of RFPs and questionnaires maintaining! Of Ohio with a B.S we are able to customize specific holdings our... Testing and researching online brokers a gym membership in 1979, serves 52 state ( s ) with a in. 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